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FCA investigation into unauthorised investment scheme leads to confiscation of nearly £2.2m 24/05/2017
Confiscation orders against two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity have been made by the Central Criminal Court, meaning the investigation’s confiscations will total nearly £2.2 million.

MiFID II is a data problem more than a regulatory problem, Deloitte tells PAM Annual Front Office Dinner 12/05/2017

Inaugural retail investment review shows that the FCA is no turkey 19/04/2017

Coutts' AML and PEP transgressions and fines in historical perspective 12/04/2017

Coutts fined by Hong Kong regulator over PEP failings 12/04/2017

No evidence to do away with 'advice' and 'guidance' but firms need to tread carefully in explanations to clients – FCA update 11/04/2017

deVere chief exec welcomes letter urging executive action to nullify FATCA 07/04/2017
Nigel Green, chief executive of deVere Group and co-leader of the Campaign to Repeal FATCA, has welcomed a letter from Mark Meadows and Senator Rand Paul to Treasury Secretary Steven Mnuchin and OMB director Mick Mulvaney urging actions to “mitigate the ongoing damage” caused by the Foreign Account Tax Compliance Act pending its anticipated repeal.

Market supervision remains 'core task' for Swiss regulator 04/04/2017
Market supervision remains a core task for the Swiss Financial Market Supervisory Authority (FINMA), according to chief executive Mark Branson’s speech at FINMA’s annual media conference today.

FCA publishes near final rules on MiFID II 31/03/2017

Guernsey-China relationship strengthened with regulatory MoU 15/03/2017

 
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