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The extension of the Senior Managers and Certification Regime to the wealth management sector: a dereliction of the FCA's duty? 17/11/2017

One of the UK's richest financiers makes personal investment in consultancy firm launched by ex-Credit Suisse employee 15/11/2017

Wealth managers must brace for more regulation following Paradise Papers, says GlobalData 14/11/2017

Cyber attack response - what do you do? 14/11/2017

FCA investigating JO Hambro Capital Management 10/11/2017

Paradise Papers: Three hearty cheers for Her Majesty 10/11/2017

RegTech firm launches first compliance platform for GDPR and The Accountability regime 25/10/2017

Merrill Lynch fined £34.5m by FCA for reporting failure 23/10/2017

Majority of FCA 'Sandbox' firms have progressed towards wider market launch 23/10/2017
Around 90 percent of firms that completed testing in the first cohort of the Financial Conduct Authority's (FCA) Regulatory Sandbox have progressed towards a wider market launch, according to a report.

Nucleus launches guide to MiFID II for advisers 19/10/2017

 
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